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Blog - Page 8
Client Due Diligence – Do you take clients on face value?
Read Article on Client Due Diligence – Do you take clients on face value?How firms are faring under the SRA Standards and Regulations (STaRs)
Read Article on How firms are faring under the SRA Standards and Regulations (STaRs)Guidance for COLPs – SRA AML Declaration – don’t sign too quickly
Read Article on Guidance for COLPs – SRA AML Declaration – don’t sign too quickly5th Anti-Money Laundering Directive (5AMLD) - Key things you need to know
Read Article on 5th Anti-Money Laundering Directive (5AMLD) - Key things you need to knowLegal compliance doesn't take a break
Read Article on Legal compliance doesn't take a breakSelf-interest conflicts update
Read Article on Self-interest conflicts updateHow to manage legal incidents within your firm
Read Article on How to manage legal incidents within your firmFive tips for what solo-regulated FCA firms should be doing to prepare for the Senior Managers and Certification Regime (SM&CR)
Read Article on Five tips for what solo-regulated FCA firms should be doing to prepare for the Senior Managers and Certification Regime (SM&CR)Reporting requirements under SRA Standards and Regulations explained
Read Article on Reporting requirements under SRA Standards and Regulations explainedImportance of competency and training under SRA for law firms
Read Article on Importance of competency and training under SRA for law firmsAre you doing too many file reviews?
Read Article on Are you doing too many file reviews?
Law Firms Need Version Control For Documents
Read Article on Law Firms Need Version Control For Documents