Download our Free AML Guide
Legal
Download our Free AML Guide
The new Access Legal Guide to AML has been updated for 2023 and is yours to download completely free.
The Guide talks you through the regulations around AML and provides helpful, practical advice on how you can remain compliant in your practice with your Company Wide Risk Assessment; policies, controls and procedures; and in managing your firm’s matters.
The guide consists of 6 sections, covering:
- An introduction to money laundering – what money laundering is, the impact it has on society and the regulations in place to combat money laundering.
- Company Wide Risk Assessment – Perhaps the most important part of fighting money laundering. The guide will talk you through how to do your properly.
- AML Controls – What job roles do you need to fill and what policies do you need to have in place?
- Training – How you can ensure your staff understand money laundering risks and know how to avoid them.
- Matter Management – How to handle money laundering risks in the day-to-day handling of clients and matters, including when and how to submit a SAR.
- Being Audited – What it’s like to be audited by the SRA for AML and how you should approach an audit should you get the call or email.
